community action

Social Responsibility

Pattern ID: 
875
Pattern number within this pattern set: 
8
Stewart Dutfield
Marist College
Burl Humana
Kenneth Gillgren
Gillgren Communication Services, Inc.
Version: 
2
Problem: 

Things don’t get better by themselves. Without purposeful intervention, organizations of all kinds lose sight of their social responsibilities.

Context: 

Any organization that sees itself without social responsibility will change only in the face of financial penalty or purposeful intervention. Where social benefits form all or part of an organization’s purpose, this alone does not guarantee positive achievements. Any organization with a shared vision of social responsibility, whether a for-profit corporation or a not-for-profit group working for the public good, needs to deliver what it promises. A passion for principles drives the efforts of individuals and citizen groups to make corporations, professions and governments more responsive; the more open and accountable they are, the more responsive they will become.

Discussion: 

The striving for social responsibility takes many forms. Grameen Bank (www.grameen-info.org) and its founder, Muhammad Yunus, received the 2006 Nobel Prize for furthering peace and human rights by providing economic opportunities that conventional banks would not. Working Assets (www.workingassets.com) preassigns a portion of its revenues to activist causes. Socially responsible investing uses published criteria to recommend investment vehicles and to initiate stockholder actions in support of particular principles.

Advocacy organizations pursue a wide variety of principles. The Saltwater Institute advocates five values: (a) family and community responsibility, (b) respect and appreciation for the natural world, (c) service and stewardship, (d) the necessity for work and productivity, and (e) an intentional commitment to goodness (www.saltwater.org/our_story/beliefs.htm). Scientists for Global Responsibility (www.sgr.org.uk) opt for openness, accountability, peace, social justice and environmental sustainability, while Computer Professionals for Social Responsibility (www.cpsr.org) address technological problems in the light of technology-related principles.

Until the late 19th century, corporate charters in the United States confined a company to a specific purpose in the common good. For example, an 1823 act of the New York legislature incorporated the Delaware and Hudson Canal Company with a charter to build and maintain, with private investment, a canal between the Delaware and Hudson rivers and to charge regulated fees for the transport of coal and other goods. Any other activity by the corporation, such as setting up a bank, required an amendment to its charter (Whitford, 1905). A recent form of the socially-responsible corporate charter is the Community Interest Company ( www.cicregulator.gov.uk).

In 1970, the economist Milton Friedman wrote that "The social responsibility of business is to maximize its profits." Invoking the authority of Adam Smith to claim that society most benefits if everyone pursues selfish advantage, Friedman paved the way for some businesses to ignore the wider impacts of their pursuit of low costs, increasing sales, and big financial returns, and to consider themselves accountable only to owners and regulators. In turn, this gave rise to the tyranny of the financial bottom line; any attempt at purposeful social progress needs to overcome the myth that social progress takes place of its own accord.

Activism on behalf of principles other than self-interest or convenience is necessary to remind selfish businesses of their social responsibility, and to prevent other organizations from losing touch with theirs. This activism can take place outside the organization, in citizen groups and political platforms, or within the organization as the individual actions of the tempered radical (Meyerson, 1995) and in the form of changes to policy and governance. In these efforts, the struggle of advocacy is at least as important as the specific principles being advocated. Social responsibility does not depend upon any one principle of conduct.

To be socially responsible is to be accountable to a full range of interested parties for the achievement of clearly-stated goals. It calls for: (a) clear vision, values and strategy for a better future; (b) understanding and management of expectations; (c) actions compatible with vision and values; (d) monitoring of outcomes; (e) accountability for results; and (f) a culture and governance that makes this possible. A socially responsible organization acts on the basis of clear values, which may explicitly include measurable results, transparency and accountability (e.g. www.gfusa.org/about_us/values).

Any organization has internal and external stakeholders: customers and constituencies which both contribute to and benefit from the organization's work. For example, the Citizens Advice Bureau (2004) considers stakeholders to include potential and actual clients, volunteers, staff, partners, policy makers, and government bodies. No two of these customers of constituencies have the same expectations. A socially responsible organization makes itself accountable to stakeholders according to the unique expectations of each group, and always consistently with its values and strategy.

Accountability to stakeholders measures actual performance against predetermined goals. It does not simply describe what an organization has achieved in the past, but requires commitment to achievements in advance. To be accountable is to measure indicators of performance that affect stakeholders, and to make the results transparent—that is, to report outcomes to stakeholders as evidence that the organization is fulfilling its goals and enacting its values. One example is a set of performance indicators for microfinance institutions ( www.swwb.org/English/2000/performance_standards_in_microfinance.htm).

Any organization devoted to serving others is measured every time someone walks in or logs on—indeed, whenever anyone even drives past the building or happens upon the web site. A commitment to achieve social benefits does not absolve a not-for-profit from thinking of the people it serves as customers, and to consider its relations with them as marketing (Brinckerhoff, 2003). To clearly understand perspectives from outside the organization is a first step toward measuring and improving the organization's impact.

Social responsibility requires accountability, but for what and to whom? Several frameworks exist for measures of accountability. The Balanced Scorecard (Kaplan & Norton, 1992) suggests four linked categories: financial, customer, internal business, and innovation and learning. These categories are linked to strategy because improvement in any one will benefit all the others (except that no direct relationship is claimed between the first and the last). Epstein and Birchard (1999) propose three categories: financial, operational, and social.

A "stakeholder scorecard" (Epstein & Birchard, 1999, p. 96) uses the major stakeholders as categories of performance measures. This approach directly measures how the organization serves its stakeholders, and orients strategy towards those with an interest in the outcomes. Stakeholders may fall into predetermined categories, such as shareholders, customers, employees and communities (Epstein & Birchard, 1999); alternatively, they may simply appear as a list of specific categories of stakeholder most important to the organization.

No organization, whether for-profit or not-for-profit, is socially responsible simply by virtue of its intent to achieve social benefits. Action consistent with the organization's espoused values demands a culture—ethical assumptions, values, beliefs and behaviors—that pervades the organization from top to bottom. Without a culture of demonstrable consistency between espoused and practiced values, claims to social responsibility are at best window-dressing, and at worst a symptom of a demoralized, failing and unethical organization. By contrast, a culture of accountability makes an organization more effective and more sustainable; social responsibility demands nothing less.

Solution: 

Whether from without or within, advocate for principles to help for-profit corporations realize their social responsibility in addition to the responsibility they feel toward stockholders, and to spur not-for-profit organizations, government bodies, and professions to keep their social responsibility in view. One principle that applies everywhere is that of openness and accountability.

Verbiage for pattern card: 

Having social benefits as part of an organization's mission, does not guarantee positive achievements. Any organization with a shared vision of Social Responsibility needs to deliver what it promises. Activism on behalf of principles other than self-interest or convenience is necessary to remind organizations of their Social Responsibility, and to prevent other organizations from losing touch with theirs.

Pattern status: 
Released
Information about introductory graphic: 
Photographs in the Carol M. Highsmith Archive, Library of Congress, Prints and Photographs Division.

Political Settings

Pattern ID: 
760
Pattern number within this pattern set: 
7
Jonathan Barker
University of Toronto
Version: 
2
Problem: 

The venues of political action are changing dramatically with the proliferation of new kinds of non-governmental organizations, the broadening coverage of the Internet, and the actions of governments to redefine and often reduce the scope of their direct interventions. We need concepts to describe these changes and assess their implications, both negative and positive, for democratic participation.

Context: 

Innovative political or social action fits into the existing field of popular and governmental activity. What political settings—as gatherings to inform, discuss, assert, dispute, debate, and decide important public matters—are available? What are their biases about who can participate, how matters are discussed, and what issues can be raised? Where do particular settings fit in the hierarchy of power? How do economic and cultural forces and physical threats influence the process? Will a new action create a new setting or alter an existing one? By asking questions like these, activists will better grasp the changes they are asking people to make, and researchers can analyze the changing shape and structure of political space over long or short spans of time. 

Discussion: 

Political settings are the basic physical units of collective political action. Each instance of a political setting has its own unique location in space and time. Many recur on a regular basis. Meetings and demonstrations are common types of political setting. Here are two recent examples from reports about political change in Venezuela. One is a small-scale political setting, a barrio meeting; the other describes two large-scale, competing political marches:

The Meeting
Nidia Lopez stood on one side of the brick built shack. It was like one of the thousands that made up the barrio of Andres Bello. The barrios, or slums, are where the majority of the Venezuelan population lives. Thirty people looked at Nidia. Some of them stood outside in the mud. The building was too small to fit them all.
Nidia spoke and her voice was clear and loud. She said, "There are 23 families living on the street in this barrio. In eight years what has this government done for them? In three years what has this Committee done for them? They need help now! What are we going to do for them now?"
The "we" that Nidia was talking about was the Urban Land Committee for the Andres Bello barrio. The Urban Land Committees...exist everywhere there are barrios in Venezuela and barrios are everywhere in Venezuela.
When barrio problems are discussed...the most common suggestion is to get organized. At the Andres Bello meeting, barrio resident Hector Madera said, “When the people of our barrio have a problem they mustn’t rely on the media, or go and whisper in the ear of a friend in a Chavista party, we need to organize ourselves.”
Nidia Lopez felt the best way the Andres Bello CTU could help the 23 homeless families was to take the appeal to the President. Everybody else in the meeting argued it was more important that organization happen first.
The families should...discuss with each other about what they wanted. They should also talk with the owner of the mansion. Only then should they approach the government for assistance if they still needed it.
Madera said the barrios needed to organize together, "When organized we can involve the people from nearby barrios, like Chapellin, and get their support. We will help them and them us. Together we solve our problems ourselves. We can march together."
( Source: Entitled to Democracy:Venezuela’s Urban Land Committees and Participatory Democracy. Saturday, Feb 11, 2006. By Alex Holland – Venezuelanalysis.com)

The Marches
Venezuelans celebrated International Worker’s Day yesterday with two large marches that wound through the streets of Caracas. One in support of the Chavez-led "Bolivarian Revolution," and the other with the opposition. This marks the sixth year in a row that Venezuelan workers have held separate marches on May 1st.
The opposition march was led by the Confederation of Venezuelan Workers (CTV) which, according to the Venezuelan daily El Universal, called for the participants to march for increased salaries, back-pay, a dignified social security system, and freedom for CTV President Carlos Ortega, who was sentenced last year to 16 years in prison for his role in the two-month 2002-3 oil industry shut down.
"Things are turbulent. With this government everything is turbulent," yelled 15 year- CTV veteran, Israel Masa, from the opposition march. "That’s why we are marching -- to demand transparency in the next elections, because we in the opposition know that we are the majority and that we are the true democrats."
The pro-government march was led by the National Workers Union (UNT) and officially entitled, the "Bolivarian March Against Imperialism and Free Trade Agreements," highlighting the international importance of today’s celebrations, and calling attention to the recent motives for Venezuela’s withdrawal from the Community of Andean Nations.
"This demonstration is a struggle against imperialism and the conspiratorial plans of US imperialism against Venezuela," announced Venezuelan National Assembly Representative Dario Vivas ...at the start of the march. "The people of Venezuela are ready to do whatever necessary to guarantee our liberty."
(Source: Opposition and Chavez Supporters March Separately for Mayday in Venezuela, Tuesday, May 02, 2006. By Michael Fox - Venezuelanalysis.com)

As these two examples show, the respective contexts -- social structure, rules of entry and action, physical layout, and cultural expectations -- heavily influence the quality of participation and the content of decisions and messages. “Political setting” is a particularly useful concept for describing political action in context, the venues of face-to-face political communication that are the building-blocks of public political life. They encompass all occasions in which issues and needs of general importance to a community or a society are discussed, contested, and decided. They may be open and democratic, but very often they explicitly or implicitly bar certain groups, certain perspectives, and certain issues. It is important to investigate how they filter participants and ideas.

Although many of meetings and debates that seek to influence community-wide matters take place in government institutions, an increasing proportion occur in voluntary associations, social movement groupings, and invitation-only meetings. Internet discussions demonstrate the growing importance of virtual political settings and raise questions about how they differ from face-to-face meetings and how uneven access to computers affects political outcomes. The rules and culture of each setting influence the quality of communication, deliberation, and decision-making it embodies. Are they open or secret? Which voices do they amplify or exclude? What about women, poor people, people of low status, different cultures and religions? What is their impact?

The idea of political setting draws upon ecological psychology’s concept of "behavior settings," but it puts the focus on activity that aims to influence public policy. It opens the door into exploration of the evolving pattern language exemplified in the face-to-face political actions from below that are emerging in meetings and demonstrations around the world with all their limitations as well as their strengths.

Solution: 

Seeing and analyzing popular politics through the lens of political settings promises to generate a useful and realistic view of the political resources available for popular action and of the obstacles that such action faces.

Verbiage for pattern card: 

Political action venues are changing with the proliferation of new kinds of nongovernmental organizations, the broadening reach of the Internet, and the actions of governments. Political Settings are the basic units of collective political action.The idea of political settings opens the door to exploration of evolving civic intelligence exemplified by political actions from below.

Pattern status: 
Released

The Good Life

Pattern ID: 
776
Pattern number within this pattern set: 
3
Gary Chapman
University of Texas at Austin
Version: 
2
Problem: 

"What is the good life?" An answer to that question has so many variations today that the competition between answers can often paralyze the imaginations of people who want to implement positive social change. How can one break through the noise and violence of such competition and begin moving global society in a positive and deliberate direction?

Context: 

People who hope for a better world feel the need for a shared vision of the "good life," a vision that is flexible enough for innumerable individual circumstances but comprehensive enough to unite people in optimistic, deliberate, progressive social change. Ideally, this shared vision of the "good life" should promote and sustain conviviality and solidarity among people, as well as feelings of individual effectiveness, self-worth and purpose. A shared vision of the "good life" is never complete, but is always adapting; it should be "in harmony with the human condition," which means that it encompasses suffering, loss and conflict as well as pleasures, reverence and common goals of improvement. An emergent framework for the modern "good life" is based on some form of humanism, particularly pragmatic or civic humanism, but with room for a spiritual dimension of the mind that does not seek domination over the minds of others. Finally, the environmental crises of the planet require a broad vision of a "good life" that can harmonize human aspirations with natural limits. And all of this needs to be an ongoing and open-ended "conversation," best suited to small geographic groups, such as towns and neighborhoods, that can craft and then live an identity that reflects their vision of a "good life."

Discussion: 

Ever since people first began to understand the implications of the time-limits of the human life, there has been speculation on what constitutes the best use of this time, a human lifespan -- in other words, what is the "good life?"

Throughout human history and even today, the answer to this question, for most people, is provided by God and by ritual. That is, the fundamental guide for how to live life is religion expressed through ritual, not only the formal rituals of religious practice but the small daily rituals of an existence permeated with conventions derived from religious guidance. For billions of people today, this is so ingrained in their psyches that doubt about what constitutes the "good life" is absent -- or else a personal secret.

But there is are many other meanings attached to the phrase "the good life." Aristotle argued that the good life is the "bios theoretikos," the contemplative life, in which the aristos, the "best man," spends his life contemplating the order of the cosmos and his place in it. This was transformed by Christianity into the life of the cloister, in which monks and nuns were meant to spend their lives contemplating the wonder of God's work. But it was also embedded into the practice of philosophy in the Western tradition, both metaphysical and otherwise, so that there is still today a strong Aristotelian association between the "good life" and the life of the mind.

It was in Renassiance Italy that Western thinkers first ventured a potential break between the idea of the "good life" and religion, by suggesting that the best example of a good life was a man of "virtu," or the earthly qualities of courage, deliberate action and command -- someone who would be remembered in history, rather than rewarded in heaven. Machiavelli derided Christianity as a belief of meekness and submission, while he advocated a robust republican humanism that celebrated worldly success and the ability to turn one's life into a kind of work of art, not unlike the famous works of art of his time.

The great break of modernity, the separation of modern thinking with that of the past, is the idea that the "good life" is a matter of individual choice -- "the pursuit of happiness," as the U.S. Declaration of Independence puts it. English rationalists, Marxian communists and even conservative thinkers like Edmund Burke all shared this premise: the goal of life is happiness and self-fulfillment.

Thus it has been the explosion of interpretations of the path to happiness that has produced so many competing conceptions of the good life. For many people today, the phrase "the good life" conjures up fantasies of unlimited wealth, leisure and luxury. This has certainly been the interpretation of marketers in a consumerist economy like our own.

On the other hand, for large numbers of people, the "good life" means simplicity and even austerity, an escape from the stress and bustle of urban life, pure air and water, the conviviality of a small rural community and good health. This is a model promoted by a series of books written in the 1930s by Scott and Helen Nearing, who moved to a farm in Vermont in 1932 and then published "The Good Life," a book about "simple, frugal and purposeful living," which was followed by more books and national speaking tours. The Good Life Center, a modern example of the Nearings' work, is still in operation in Harborside, Maine. Elements of this interpretation of the good life are now found in the "Slow Food" movement of southern Europe (and in some groups in the U.S.), and its spin-off in Italy, the Slow Cities (Slow Cittá) movement. This trend has even acquired a label: "downshifting."

The challenge of the current situation in the modern world is to develop the vision of a "good life" that is not anti-technological nor anti-spiritual, but which is serious about the limits of the global enviroment and critical of the emptiness, anomie and hectic "busy-ness" of consumerism. But cities are not going away -- they're growing, around the world -- so we need models of the "good life" that embrace urban living; indeed, population density is likely to be a necessity in the future.

There is an emerging concept of what might be called "reverent humanism," borrowing terms from philosophers Paul Woodruff (Reverence: Renewing a Forgotten Virtue) and Luc Ferry (What Is the Good Life?). This proposes a blend of rational and practical humanism with an appreciation of the transcendent, whether it be beauty, the law, or the ineffable spirit of human perseverance. Such a worldview depends on the support of a social context, a community of equals engaged in open-ended dialog that rejects absolute knowledge -- a modernized version of the res publica, the ideal of the Italian Renaissance. The inspiring ideas of the "Slow Food" movement bring in the pleasures of good food, drink, conviviality and ecological balance, while globalization and communications technologies -- especially the Internet -- make possible a sharing of innovations and the development of an appreciation for diversity and peace.

Solution: 

A revitalization of the idea of the "good life" should reinvigorate the ancient appeal of civic humanism, or "reverent humanism," that can embrace human potential, limits to consumerism but yet technological innovation, diversity and transcendence. The development of such an ideal should be a project -- explicit or implicit -- among groups dedicated to progressive social change. And "living the change you want" should become an essential part of the mission of all such groups.

Verbiage for pattern card: 

People who hope for a better world feel the need for a shared vision of The Good Life. The environmental crises of the planet require a broad vision of a good life that harmonizes human aspirations and natural limits. A framework for the modern good life should be based on some form of humanism with room for a spiritual dimension that does not seek domination.

Pattern status: 
Released
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